Introductory Pricing (Extended) Now Through 12/15/2023
Welcome to the IAA Access!
Interactive sessions. Practical insights. Peer-to-peer networking.
Preparing for a Regulatory Deluge: Receive practical tips and up-to-date information to help you prepare for the upcoming regulatory changes.
New and Notable Focus Areas in SEC Examinations: Learn what to do to prepare for new focus areas of SEC examinations, to include Risk Alerts, off-channel communications, and more.
…and a discussion about current SEC inspection priorities and compliance issues with senior officials from the SEC.
For your convenience, we are offering the compliance workshop both virtually and in-person.
Virtual September 7
Boston October 10
New York November 8
Chicago November 15
In addition to the in-person Compliance Workshops, attendees will have the opportunity to participate in a peer-to-peer discussion to close out the day.